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LPLALPL Financial Holdings Inc.
Financials · Diversified Financials · Nasdaq
$327.56
▼ $14.18 (-4.1%) · 30dclose Thursday, October 15, 2026
Disclosed flow is one-sided toward buying.
2 members · 12 disclosed trades · 280 insider filings · 7 tracked funds
The Hill
▲ 11▼ 1
11 buys · 1 sellsThe Boardroom
▲ 0▼ 113
0 buys · 113 sells · 280 filingsFeeding Time
▲ 4▼ 2
4 adding · 2 trimming · 7 holdingCAT Scan
46Quiet, routine or stale filings, or buying and selling that cancel out.
- Funds▼3 tracked funds bought or added, 3 trimmed or sold, latest 14 Aug
- Insiders·2 insiders sold in the open market, latest 14 Sep
- Congress·1 member bought, 1 sold, latest 8 Jun
Scored 15 Oct · From public filings. Not a forecast. How it works
The tape
Price with a twin dot per disclosed trade: filled at the trade, hollow at the filing. The dashed gap is what the market did in between, not anyone’s return.
trade (congress)filingtrade (insider)
The cost of chasing
Each rail runs from their trade to their filing. The hatched part is the move a copier missed to the disclosure lag; the solid part is what copying at the filing kept.
Cisneros+14.8+11.0
Cisneros+13.5+11.0
Cisneros+5.8+15.5
Cisneros+14.0+15.5
Cisneros+11.2+15.5
Cisneros+9.8+15.5
Hoyle-3.2+9.3
Cisneros+11.2+7.9
Cisneros+2.8+7.9
Cisneros+10.3+10.1
Across 12 priced trades, median copy kept +10.6% from the filing vs +10.1% from the trade date; the lag took -0.5 pts. The S&P returned +4.4% over the same windows. Numbers describe the window shown; they are not a forecast.
Who is behind it
Congress members with a disclosed position, biggest first. Click through to their dossier.
Gilbert Ray Cisneros, Jr.House · Armed Services · Small BusinessFiled this one in 21dBought$80KVal T. HoyleHouse · Natural Resources · Transportation & InfrastructureFiled this one in 408dMixed$16K
Committee overlap is a fact, not an accusation. An option leg behind a share buy reads very differently from a plain purchase, so it is called out but never scored as intent.
The boardroom
Scheduled 10b5-1 sales are usually noise, set on autopilot months ago. The unscheduled ones are the ones to read.
Reeping KatharinePrincipal Accounting OfficerUnscheduled
Field EmilyGroup Managing DirectorUnscheduled
EBERHART PAULETTDirectorUnscheduled
BERNARD EDWARD CDirectorUnscheduled
Glavin William Francis JrDirectorUnscheduled
Mnookin AllisonDirectorUnscheduled
Thomas Corey E.DirectorUnscheduled
Putnam James SDirectorUnscheduled
SCHIFTER RICHARD PDirectorUnscheduled
Jambusaria AneriGroup Managing DirectorScheduled · 10b5-1
Gates GregGroup Managing DirectorUnscheduled
Gates GregGroup Managing DirectorUnscheduled
Gates GregGroup Managing DirectorUnscheduled
Putnam James SDirectorUnscheduled
Enyedi MatthewGroup Managing DirectorScheduled · 10b5-1
Enyedi MatthewGroup Managing DirectorScheduled · 10b5-1
Enyedi MatthewGroup Managing DirectorScheduled · 10b5-1
Enyedi MatthewGroup Managing DirectorScheduled · 10b5-1
Enyedi MatthewGroup Managing DirectorScheduled · 10b5-1
Jambusaria AneriGroup Managing DirectorScheduled · 10b5-1
Cohen Marc EliotGroup Managing DirectorUnscheduled
Gates GregGroup Managing DirectorUnscheduled
Putnam James SDirectorUnscheduled
SCHIFTER RICHARD PDirectorUnscheduled
Thomas Corey E.DirectorUnscheduled
Glavin William Francis JrDirectorUnscheduled
BERNARD EDWARD CDirectorUnscheduled
Mnookin AllisonDirectorUnscheduled
EBERHART PAULETTDirectorUnscheduled
Putnam James SDirectorUnscheduled
SCHIFTER RICHARD PDirectorUnscheduled
SCHIFTER RICHARD PDirectorUnscheduled
Thomas Corey E.DirectorUnscheduled
Khanna SomeshDirectorUnscheduled
BERNARD EDWARD CDirectorUnscheduled
BERNARD EDWARD CDirectorUnscheduled
EBERHART PAULETTDirectorUnscheduled
Glavin William Francis JrDirectorUnscheduled
Ko Albert JDirectorUnscheduled
Mnookin AllisonDirectorUnscheduled
The forward book
Every disclosed option leg on this ticker: what was filed, and where the strike sits versus today.
No disclosed option legs on LPLA yet. They plot here the day they file.
A call and a put are shown as filed. We do not infer whether a leg is a hedge or a leveraged bet, because the filing does not say. Read the strike and expiry, not an implied intent.
The fund book
Tracked 13F holders and how their position moved, quarter over quarter.
Dodge & Cox$1.3B4.6M sharesaddedLone Pine Capital$343.4M1.2M sharestrimmedCitadel Advisors LLC$181.1M643K sharestrimmedMarkel Group$157.7M560K sharesheldPoint72 Asset Management$142.9M507K sharesaddedRenaissance Technologies LLC$42.7M152K sharesaddedBridgewater Associates$1.9M7K sharesnew position
Positions as filed for the quarter ending 30 Jun 2026, the latest on file. A 13F is a quarter-end photograph filed up to 45 days later, so this is where these funds stood then, not what they hold now. Common stock only: options and short positions are not in a 13F, and a fund that had already sold out does not appear.
Cross-check
When different sources file on the same name inside a window. Overlap like this is rare.
- Gilbert Ray Cisneros, Jr.House · Armed Services · Small Business▲
- Reeping KatharinePrincipal Accounting Officer▼
- Jambusaria AneriGroup Managing Director▼
- Gates GregGroup Managing Director▼
- Enyedi MatthewGroup Managing Director▼
Last 90 days · 5 filers converging
Sources file on different clocks; an overlap like this is rare.
⚠️ Public information, sourced from STOCK Act, Form 4 and 13F filings. Ranges use midpoints. Price paths between a trade and its filing are market moves, not anyone’s return. Not financial advice.